10-Q/A: Quarterly report pursuant to Section 13 or 15(d)
Published on February 28, 2023
Table of Contents
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
(Amendment No. 1)
For the quarterly period ended
June 30, 2022
For the transition period from __________ to __________
Commission File Number
(Exact name of registrant as specified in its charter)
(State or other jurisdiction of
incorporation or organization)
Address not applicable1
(Address of principal executive offices and zip code)
(Registrant’s telephone number, including area code)
Securities registered pursuant to Section 12(b) of the Act:
Title of Each Class
Name of each exchange on which registered
Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days.
Yes ☒ No ☐
Indicate by check mark whether the registrant has submitted electronically every Interactive Data File required to be submitted pursuant to Rule 405 of Regulation S-T (§ 232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit such files).
Yes ☒ No ☐
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company, or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and “emerging growth company” in Rule 12b-2 of the Exchange Act.
|Large Accelerated Filer||☐||Accelerated Filer||☐|
|☒||Smaller reporting company|
|Emerging growth company|
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
Indicate by check mark whether the registrant is a shell company (as defined by Rule 12b-2 of the Exchange Act). Yes
☐ No ☒
As of July 29, 2022, registrant had
649,087,823 shares of common stock, par value $0.001 per share, outstanding.
1 Olaplex Holdings, Inc. is a fully remote company. Accordingly, it does not maintain a principal executive office.
PART II - OTHER INFORMATION
ITEM 5. OTHER INFORMATION
On June 27, 2022, pursuant to Section 14 of the Manufacturing Services Agreement (“Agreement”), dated January 1, 2020, by and between the Company and Cosway Company Inc. (“Cosway”), the Company notified Cosway that it intended to negotiate with Cosway the terms of a new manufacturing services agreement to replace the Agreement and, in connection therewith, was exercising its right to elect that the Agreement expire in accordance with its terms, effective as of January 1, 2023.
ITEM 6. EXHIBITS
|101.INS||Inline XBRL Instance Document – the instance document does not appear in the Interactive Data File because XBRL tags are embedded within the Inline XBRL document.|
|101.SCH||Inline XBRL Taxonomy Extension Schema Document|
|101.CAL||Inline XBRL Taxonomy Extension Calculation Linkbase Document|
|101.DEF||Inline XBRL Taxonomy Extension Definition Linkbase Document|
|101.LAB||Inline XBRL Taxonomy Extension Label Linkbase Document|
|101.PRE||Inline XBRL Taxonomy Extension Presentation Linkbase Document|
|104||Cover Page Interactive Data File (embedded within the Inline XBRL document)|
# Indicates a management contract or compensation plan, contract or arrangement.
† This certification will not be deemed “filed” for purposes of Section 18 of the Exchange Act, or otherwise subject to the liability of that section. Such certification will not be deemed to be incorporated by reference into any filing under the Securities Act of 1933, as amended, or the Exchange Act, except to the extent specifically incorporated by reference into such filing.
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
|OLAPLEX HOLDINGS, INC.|
|By:||/s/ JuE Wong|
|February 28, 2023||Name:||JuE Wong|
|Title:||President and Chief Executive Officer|
|(Principal Executive Officer)|
|By:||/s/ Eric Tiziani|
|February 28, 2023||Name:||Eric Tiziani|
|Title:||Chief Financial Officer|
(Principal Financial Officer)